Legal Guidance Customized for Your Business Needs

Delucia, Mlynar & Associates LLP provides legal services regarding all aspects of corporate advisory services including:

  • Regulatory Compliance (SEC, FINRA and Exchanges)
  • Licensing services (BD, RIA, MSB, MTL, ATS)
  • Arbitration and Dispute Resolution Services
  • Internal and External Investigations
  • Corporate Governance and Controls
  • Founding and Structuring of New Entity
  • Preparation of AML/KYC Program
  • Preparation of Written Policies and Procedures
  • Blockchain Law (Fintech/Regtech)
  • General Counsel Services

Delucia, Mlynar & Associates LLP has many years of practical experience in compliance, risk management, regulation, controls, surveillance, supervision, and governance. Our firm has expertise in U.S. trading regulations and market structure issues with a particular understanding of electronic trading and management of electronic exchanges. We possess in-depth knowledge of legal and regulatory compliance issues pertaining to equities, derivatives, options, futures, digital assets, and cryptocurrencies.